ALCOA++ in Practice - A New Dimension of Data Quality

ALCOA++ in Practice - A New Dimension of Data Quality

  • Edyta Jach
  • November 7, 2025

In clinical trials, one fundamental question arises: can we trust the data?
Critical decisions affecting human health and safety are based on it. This immediately leads to further questions we should always consider:

  • Is the data complete and intact – has anyone deleted or changed it?
  • Do we know who entered the data and when, and are all actions appropriately recorded?
  • Does the system ensure the confidentiality and security of patient data?
  • Is the information retrievable and reproducible at any time, even years later?
  • Is the data collection process consistent and reproducible, regardless of who performs it?

Sound familiar? Of course - these are the questions defined by ALCOA, the long-standing framework describing the essential attributes of trustworthy clinical data.

The ALCOA principles establish the foundation of data integrity in clinical research, specifying that data must be Attributable, Legible, Contemporaneous, Original, and Accurate. With the growing use of computerized systems, these principles evolved into ALCOA+, adding that data must also be Complete, Consistent, Enduring, and Available. In the digital era - characterized by increasingly complex data flows and heightened regulatory scrutiny - ALCOA++ further extends these requirements to include full traceability of all data and metadata throughout their lifecycle.

Together, these principles define the global standard for ensuring data integrity and credibility in clinical trials.

The ALCOA principles apply to all data used to demonstrate compliance, product quality, or patient safety - regardless of its source and format, from raw source data, through all types of data collection tools, to analytical datasets and regulatory submissions.

From Best Practice to Regulatory Requirement

ALCOA++ is not just the “gold standard” for data quality; as shown below, it represents a set of enforceable regulatory requirements that must be met in every clinical trial. From data attribution and legibility, through consistency and durability, to newer elements such as transparency, audit trail, system security and validation – these principles are explicitly embedded in current international guidelines: ICH E6 (R3) GCP , Aneks 11 , 21 CFR Part 11 , and the Guideline on Computerised Systems and Electronic Data in Clinical Trials ; (see also the previous article Trustworthy technologies - how to ensure the credibility of clinical trials in the digital era? ).

In practice, this means that sponsors and investigators can no longer treat data integrity requirements as “good practice,” but rather as a legal and ethical obligation. Every IT system - whether an electronic Case Report Form (eCRF), an electronic Clinical Outcome Assessment (eCOA), an electronic Patient-Reported Outcome (ePRO), or any other digital data capture system - must be validated, secure, and fully auditable. Only then can we be confident that decisions regarding investigational products and patient safety are based on reliable, complete, and regulatory-compliant data.

ALCOA++ and Electronic Data Capture (EDC): Translating Principles into Practice

The table below presents how the ALCOA++ principles translate into specific requirements for Electronic Data Capture (EDC) systems and related operational processes.

ALCOA++ principleDescriptionRegulatory referenceSystem requirementsProcess requirements
AttributableData must be linked to the individual or system/device that generated it, as well as the operation performed and its timestamp (who, what, and when))(1; 2; 3; 4; 6)
  • secure user authentication and system/device identification
  • unique user IDs and passwords/access codes
  • role-based access control (no shared accounts)
  • audit trail capturing all data operations
    • defined procedures for user management and authorization
    • user training on individual data accountability
      • LegibleData must remain readable and understandable throughout the retention period(1; 2; 4; 6)
      • user interface enabling clear presentation
      • support for standard data export formats (e.g., PDF, XML, CSV)
        • periodic verification of archived data readability
          • ContemporaneousData must be recorded at the time of observation (e.g. ePRO/eCOA) or as soon as possible (eCRF)(1; 2; 4; 6; 7)
          • automatic date/time stamping for all data entries
          • audit trail with reasons for data changes
          • system validation rules ensuring timely entry and preventing backdating (e.g. validation functions, automatic queries)
            • adherence to best practices in data collection tool design and good data management practices
            • training on timely and accurate data recording
            • OriginalData must be a true copy of the source documentation or an original record in eCRF/ePRO/eCOA(1; 2; 3; 4; 6)
            • support for source data verification (SDV)
            • retention of original source data from automated imports (e.g. laboratory interfaces)
            • validated mechanisms for data integration and transfer
              • monitoring procedures including source data verification (SDV)
              • validation of external data integration and transfer mechanisms
              • AccurateData must faithfully and accurately reflect observations and actual values(1; 2; 4; 6)
              • automated data validation rules (edit checks and queries)
              • automatic generation or verification of calculated data
              • validation of external data import accuracy
                • query management
                • data review and cleaning procedures
                • double data entry procedures
                • documentation of data reconciliation activities and external data integrations
                • CompleteAll logged and deleted data, along with metadata and full change history, must be retained(1; 2; 4; 6)
                • data stored in its original form with a complete change history
                • data cannot be deleted without archival and audit trail entry
                • backup and archiving mechanisms
                  • Cross-system data consistency checks (e.g., eCRF <-> safety database)
                  • data security and archiving procedures
                  • ConsistentData must be consistent, logically and chronologically organized, and recorded according to applicable standards(2; 4)
                  • logging of operations based on a synchronized system clock
                  • data presentation consistent with time zones
                  • support for data exchange standards and formats (e.g. CDISC) and coding dictionaries (e.g. ICD-10, MedDRA)
                  • version control for datasets and metadata
                    • change management and version control procedures
                    • EnduringData must be stored in a way that ensures its integrity and immutability throughout the required retention period(2; 4)
                    • secure backup and archiving mechanisms
                      • security, retention, and recovery procedures
                      • periodic verification of system resilience and data integrity
                      • AvailableData must be readily available for review, audit, or inspection throughout the retention period(2; 4)
                      • controlled data export and retrieval mechanisms
                      • support for standard export formats (e.g., PDF, XML, CSV)
                        • data archiving and recovery procedures
                        • data access procedures for audits and inspections purposes
                        • TraceableData and metadata must be fully traceable throughout their lifecycle, clearly linking each record to its origin and subsequent changes(2; 4; 5)
                        • comprehensive audit trail enabling full reconstruction of data history
                          • procedures for change management and proper documentation of events affecting data
                          • (1) ICH E6 (R3) GCP §2.12.2; (2) Guideline on Computerized Systems and Electronic Data in Clinical Trials §4.1; (3) Guideline on Computerized Systems and Electronic Data in Clinical Trials §4.3; (4) Guideline on Computerized Systems and Electronic Data in Clinical Trials §4.5; (5) Guideline on Computerized Systems and Electronic Data in Clinical Trials §6.2; (6) Guideline on Computerized Systems and Electronic Data in Clinical Trials §6.3; (7) Guideline on Computerized Systems and Electronic Data in Clinical Trials §6.6


                            GoResearch.live EDC is designed to ensure full compliance with ALCOA++ principles and all applicable regulatory standards at every stage of a clinical trial. The platform combines the highest standards of data integrity with an intuitive user experience and comprehensive support for key trial processes. With its ergonomic interface, advanced modules for data validation, query management, and source data verification (SDV), as well as built-in randomization and reporting features, GoResearch™.live enables efficient, error-free, and fully transparent conduct of clinical trials.
                            If you are looking for a solution that allows you to run studies faster, safer, and more efficiently - we invite you to get in touch .

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